How We Comply with MiFID II

As the Taiwan Market Liaison Representative for the World Platinum Investment Council (WPIC), Awanxtra must comply with the EU Markets in Financial Instruments Directive 2 (MiFID II). WPIC reviews its content and services and emphasizes the following to its research recipients, marketing participants, and their compliance/legal departments: WPIC research content clearly falls under the “Minor Non-Monetary Benefit” category, allowing all asset managers to continue using it free of charge.

  • We do not engage in any execution services for financial instruments.
  • We do not engage in any market-making, sales, trading, or equity dealing activities.
  • Our content is widely disseminated and made available to the public through a variety of channels.
  • Our research is available for free on our website.
  • We do not have any licensing requirements for research aggregation platforms.
    We do not require readers to pay any fees for our research.
  • We make it clear to institutional investors that we do not expect payment for the content we provide free of charge.
  • Our research does not provide recommendations to buy or sell any securities, nor does it forecast their future prices.
  • Our operations are funded solely by corporate sponsorships.